-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W0xICGfxwx8JAYQHSMNqewCuvEc+58ioEN4GtEPVD+ei/Wb9bnu3CDa6utODsrCI 9MM6E7qiZVpCrpYoVb3Ijw== 0000927016-99-000575.txt : 19990215 0000927016-99-000575.hdr.sgml : 19990215 ACCESSION NUMBER: 0000927016-99-000575 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NITINOL MEDICAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001017259 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 954090463 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48983 FILM NUMBER: 99534968 BUSINESS ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 6177370930 MAIL ADDRESS: STREET 1: 27 WORMWOOD STREET CITY: BOSTON STATE: MA ZIP: 02210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GORDON C LEONARD CENTRAL INDEX KEY: 0000931575 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 360 LEXINGTON AVENUE STREET 2: C/O IMMUNOTHERAPY INC CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125994455 MAIL ADDRESS: STREET 1: 360 LEXINGTON AVENUE STREET 2: C/O IMMUNOTHERAPY INC CITY: NEW YORK STATE: NY ZIP: 10017 SC 13G/A 1 SCHEDULE 13G/A - AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nitinol Medical Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 65476T104 ------------------------------ (CUSIP Number) December 31, 1998 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages Page 2 of 5 pages CUSIP NO. 65476T104 ------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). C. Leonard Gordon, SS#:_______________ - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States of America - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 279,925 shares which Mr. Gordon has the right to NUMBER OF acquire within 60 days after December 31, 1998. SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 509,619 shares (includes 15,000 shares held in the OWNED BY name of Mr. Gordon's wife for which Mr. Gordon holds a power of attorney) EACH ----------------------------------------------------------- SOLE DISPOSITIVE POWER REPORTING 7 279,925 shares which Mr. Gordon has the right to PERSON acquire within 60 days after December 31, 1998. WITH: ----------------------------------------------------------- SHARED DISPOSITIVE POWER 8 509,619 shares (includes 15,000 shares held in the name of Mr. Gordon's wife for which Mr. Gordon holds a power of attorney) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 789,544 shares (includes 279,925 shares which Mr. Gordon has the right to acquire within 60 days after December 31, 1998) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] Not Applicable. - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11 7.2% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ Page 3 of 5 pages CUSIP NO. 65476T104 - -------------------- Item 1(a) Name of Issuer: - --------- -------------- Nitinol Medical Technologies, Inc. Item 1(b) Address of Issuer's Principal Executive Office: - --------- ---------------------------------------------- 27 Wormwood Street Boston, MA 02210 Item 2(a) Name of Person Filing: - --------- --------------------- C. Leonard Gordon Item 2(b) Address of Principal Business Office or, if none, Residence: - --------- ----------------------------------------------------------- Immunotherapy, Inc. 360 Lexington Avenue New York, New York 10017 Item 2(c) Citizenship: - --------- ----------- United States of America Item 2(d) Title of Class of Securities: - --------- ---------------------------- Common Stock, $.001 par value per share. Item 2(e) CUSIP Number: - --------- ------------ 65476T104 Item 3 Description of Person Filing: - ------ ---------------------------- Not Applicable. Item 4 Ownership: - ------ --------- (a) Amount beneficially owned: ------------------------- 789,544 shares (includes 279,925 shares which Mr. Gordon has the right to acquire within 60 days after December 31, 1998) (b) Percent of class: ---------------- 7.2% (c) Number of shares as to which the person has: ------------------------------------------- (i) sole power to vote or to direct the vote: 279,925 shares which Mr. Gordon has the right to acquire within 60 days after December 31, 1998 (ii) shared power to vote or to direct the vote: 509,619 shares (includes 15,000 shares held in the name of Mr. Gordon's wife for which Mr. Gordon holds a power of attorney) (iii) sole power to dispose or to direct the disposition of: 279,925 shares which Mr. Gordon has the right to acquire within 60 days after December 31, 1998 (iv) shared power to dispose or to direct the disposition of: 509,619 shares (includes 15,000 shares held in the name of Mr. Gordon's wife for which Mr. Gordon holds a power of attorney) Item 5 Ownership of Five Percent or Less of a Class. - ------ -------------------------------------------- Not applicable. Page 4 of 5 pages CUSIP NO. 65476T104 - -------------------- Item 6 Ownership of More than Five Percent on Behalf of Another Person: - ------ ---------------------------------------------------------------- Not applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the - ------ ---------------------------------------------------------------------- Security Being Reported on by the Parent Holding Company: -------------------------------------------------------- Not applicable. Item 8 Identification and Classification of Members of the Group: - ------ --------------------------------------------------------- Not applicable. Item 9 Notice of Dissolution of Group: - ------ ------------------------------ Not applicable. Item 10 Certification: - ------- ------------- Not applicable. Page 5 of 5 pages CUSIP NO. 65476T104 - -------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: February 10, 1999 /s/ C. Leonard Gordon -------------------------------- C. Leonard Gordon -----END PRIVACY-ENHANCED MESSAGE-----